Arup has worked in compliance for securities dealers, mutual fund dealers, large banks, and registered crypto firms for the past several years.
A graduate of Seneca’s Financial Services Compliance program, he holds a Certificate in Dealer Compliance from the Canadian Securities Institute. Arup offers several years of experience in the financial services industry.
Arup joined Agora Dealer Services Corp. with the goal of dedicating his time to implementing the best-in-class compliance controls and automating systems to significantly improve compliance functions. He lives in Toronto and is an active member of his community.
Ontario Securities Commission